PEQ Solutions LLC, originally part of PEQ LLC, the future in advisory and audit solutions®, is now PQ Solutions LLC (PQS).
If you are looking for our origin and founding company PEQ LLC, please click here.
PQS
We are a compliance solutions and managed services provider which specializes in operational tax and on U.S. regulations.
Our Expertise
Our roots are in Operational Taxes and especially the QI regime, but we nowadays support our clients in many other compliance and reporting topics.
Operational Tax
We have extended expertise and provide fully integrated compliance and managed services in the following Operational Tax Regimes:
The Qualified Intermediary (QI) Regime
The Foreign Account Tax Compliance Act (FATCA), including the handling of FATCA Group Requests (Switzerland)
The OECD Common Reporting Standard (CRS), including the upcoming Crypto Asset Reporting Framework (CARF)
Specific US Regulations
We support clients when they are in scope of U.S. regulations outside of the tax realm:
Securities and Exchange Commission (SEC) regulations, especially providing compliance services to SEC registered investment advisors
The reporting requirements of the Commodity Futures Trading Commission (CFTC)
Questions related to U.S. Estate Tax Laws
Know Your Customer Compliance
We provide support and contracting services in other compliance areas:
Swiss and Liechtenstein Anti-Money Laundering (AML) Regulations by even assuming Chief Compliance Officer roles
Sanctions Screening and Know Your Customer rules
Swiss and U.S. Investor Protection Regulations
News
17.01.2024
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04.12.2023
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28.09.2023
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Our Clients
More than ninety percent of our clients are Financial Institutions such as Banks, Trustees, Family Offices, Foundations, Partnerships, Tax Exempt Organizations and Investment Managers. Sometimes, we also support individuals and corporations with their obligations.
Our Services
Advisory
Our advisory department provides expert guidance and consultation to our clients on a range of mainly U.S. and Swiss/Liechtenstein regulations. Our team of seasoned professionals helps navigating complex tax laws and regulations to ensure compliance with the regulatory requirements.
More about Advisory
Assurance
Our assurance team specializes in performing audit, review and health checks. We perform QI periodic reviews and other types of reviews to assess the accuracy and completeness of account holder documentation, to identify potential issues, and to ensure compliance with the regulatory requirements.
More about Assurance
Compliance
Our compliance services range from fully outsourcing the compliance function to providing specialist support in certain circumstances. More specific is our Operational Tax Compliance Service which only delegates specific tax controls and functions that the compliance department is facing to us. By using our compliance services, you can mitigate many regulatory risks and ensure that you are operating in full compliance with applicable the regulations.
More about Compliance
Reporting
Hundreds of financial institutions entrust our reporting department with their U.S. tax, international tax and regulatory tax reporting obligations. QIs and WPs/WTs delegate not only the formal reporting, but also the preceding reconciliation requirements to us. Many FFIs (FATCA) and FIs (CRS) rely on our data preparation, encryption and submittal services. If there is a need for a substitute tax statement or form, we are happy to help.